QSTAK Exchange Regulatory Disclosures
QSTAK Exchange is an Alternative Trading System (“ATS”) powered by QSTAKCHAIN blockchain technology and operated by Craft Capital Management LLC (“Craft”), an SEC-registered broker-dealer and member of FINRA and SIPC.
QSTAK Exchange is an Alternative Trading System and is not a national securities exchange. Securities transactions conducted through QSTAK Exchange are subject to applicable federal securities laws, regulations, the rules of FINRA, and the policies and procedures of Craft Capital Management LLC.
QSTAKCHAIN provides blockchain technology and related technology infrastructure supporting QSTAK Exchange. QSTAKCHAIN is not a broker-dealer and does not itself operate the Alternative Trading System. Securities brokerage services and operation of QSTAK Exchange are provided by Craft Capital Management LLC.
QSTAKCHAIN Regulatory Disclosure
QSTAKCHAIN® provides the blockchain technology, smart contract infrastructure, and related technology services that support QSTAK Exchange. QSTAKCHAIN is a technology provider and is not a broker-dealer, investment adviser, funding portal, or national securities exchange. QSTAKCHAIN does not operate the Alternative Trading System, execute securities transactions, hold customer funds or securities, or provide investment advice or recommendations.
All securities brokerage services, order execution, trade settlement, customer account relationships, and the operation of QSTAK Exchange are provided exclusively by Craft Capital Management LLC, an SEC-registered broker-dealer and member of FINRA and SIPC. Nothing provided by or through QSTAKCHAIN constitutes an offer to sell or a solicitation of an offer to buy any security, nor does it constitute brokerage, investment advisory, or legal advice.
Blockchain technology and digital infrastructure involve inherent risks, including but not limited to technical failures, network interruptions, smart contract vulnerabilities, cybersecurity threats, and regulatory uncertainty. QSTAKCHAIN does not guarantee the performance, availability, or uninterrupted operation of its technology, and assumes no liability for losses arising from technological disruptions, third-party actions, or events beyond its reasonable control. The QSTAKCHAIN® name and trademarks are the property of QSTAK Group, Inc. and are used under license.
Investing in securities involves risk, including the possible loss of principal. Nothing contained on this website should be construed as an offer to sell or a solicitation of an offer to buy any security except pursuant to applicable offering materials and in accordance with applicable securities laws and regulations.
Craft Capital Management LLC Regulatory Disclosure
This site is intended to provide Craft Capital Management LLC’s (“Craft”) clients and other investors with general information regarding investing. The information included in this site does not constitute an offer to sell nor a solicitation of an offer to buy any security. Craft is not providing specific investment advice to any individual viewing the content of this site. Investors are advised not to solely rely on this information contained in this site in the process of making an investment decision.
We are registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (“MSRB”). The MSRB’s website is www.msrb.org. An investor brochure is posted on their website that describes the protections that may be provided by the MSRB rules and how to file a complaint with an appropriate regulatory authority. Craft is a member of FINRA, BrokerCheck, SIPC, and MSRB.
Information contained on this site reflects the authors’ analysis and other information available as of the publication date. All information is gathered from external sources. While Craft Capital Management LLC believes this information to be accurate, there is no explicit guarantee as to the accuracy and completeness of the information.
SEC Rule 606 – Order Routing Disclosure
Securities transactions and applicable order-routing activities conducted through QSTAK Exchange are operated by Craft Capital Management LLC, a registered broker-dealer and FINRA member. Where applicable, SEC Rule 606 reports regarding customer order-routing practices are provided by or through Craft Capital Management LLC.
View SEC Rule 606 Reports →US Patriot Act Disclosure
Under the U.S. Patriot Act, we are required to establish and maintain an anti-money laundering program containing policies and procedures to know our customers. To help the government fight the funding of terrorism and money laundering activities, Federal law requires financial institutions to obtain, verify, and record information that identifies each person who establishes a relationship with the Firm. What this means for you: When you establish a relationship with the Firm, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your drivers license or other identifying documents.
Please contact us at 516-833-1325 or complianceadmin@craftcm.com if you have any questions regarding this site.
©2026 created by AdvzrTek
Craft Capital Management LLC — Member FINRA | SIPC CRD #171350, SEC #8-69455